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approval-based security issuance system
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approval-based security issuance system
Encyclopedia
法学
证券发行审核制度
释
approval-based security issuance system
证券发行核准制
证券主管机关依照相关的法律法规,对发行人的申报信息和材料进行实质性审查,并最终作出发行人是否符合发行条件的判断。证券发行人只有得到证券主管机关的批准后才能发行证券。又称准则制或实质审查制。
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